Job Description

*YOUR IMPACT** Are you looking to apply your client service and analytical skills while deepening your understanding of asset management? Our Investment Guidelines team is seeking a professional who is looking to partner with our diversified Asset Management Portfolio Managers and global business counterparts to provide best in\-class client experience to define solutions and lead change across the operational infrastructure. The Analyst will be responsible is to safeguard the account onboarding process by controlling and effectively mitigating portfolio risk. The candidate will be working in interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate will also be exposed to regulatory requirements including Investment Company Act of 1940, UCITS, 2a\-7, etc. **OUR IMPACT** The Investment Guidelines team sits within Investment Management operations which has primary responsibility of coding investment guidelines into compliance monitoring systems and providing pre\-trade \& post\-trade oversight . Guidelines team supports portfolio managers by updating Investment management mandates on Compliance platforms and monitoring alerts for Institutional client guidelines. Coding involves setting up client \& compliance regulations in systems to enable effective monitoring of guidelinesThese functions cover a wide range of clients and a complex product range, which include equities, fixed income, currency and derivatives. This involves extensive interaction with traders, portfolio managers and client relationship managers to ensure effective oversight for existing business and also to shape and implement monitoring related solutions for new clients, products, strategies, and system architecture. **BUSINESS UNIT OVERVIEW** Asset and Wealth Management Division (AWM) is the investment management arm providing global investment opportunities to a substantial and diversified client base including institutions, governments and high net worth individuals. AMD has become one of the pre\-eminent investment management organisations globally, with responsibility for over $3 trillion assets under management. AWM Operations delivers asset management and wealth management capabilities to clients around the world. We are a multi\-faceted group that partners with all areas of the Asset Management Division to support evolving markets and business requirements. Alongside that vital service delivery role, Asset Management Operations provides essential risk management and control. Within Asset Management Operations the guidelines management role will require an individual to join a team that performs coding, testing and post trade surveillance for client investment guidelines and regulatory guidelines within AWM. **JOB SUMMARY AND RESPONSBILITIES** * Holistic ownership and understanding of client accounts, trade life\-cycle and act as a single point of contact for AWM business for any guideline related issues. Types of accounts include separately managed accounts, mutual funds, sub\-advised funds, pooled vehicles, hedge funds. * Ability to understand and decipher Investment management Agreement, Prospectus, Statement of Additional Information (SAI), Investment Policies and other client restrictions. * Coding client and regulatory rules on compliance platforms * Liaison with Portfolio Managers to ensure complete adherence to Investment Guidelines * Partner with various operations team to improve data availability and overall quality of underlying data. * Partner with monitoring team to reduces false breaches and manually monitored guidelines. * Partner and liaise with client implementation team to qualify new business, implement account events, and ensure the adequacy of account surveillance. * Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture. **BASIC QUALIFICATIONS** * Bachelor’s degree required * Associate/Senior associate level with around 4\-6 years of professional experience in the financial services industry * Knowledge of operational aspects of trade management or guideline surveillance * Be highly collaborative, team\-oriented and strong consensus builder * Demonstrate ability to partner across product groups, regions and functional responsibilities. * Possess strong communication and interpersonal skills both written and oral **PREFERRED QUALIFICATIONS** * Understanding of Equity, Fixed Income, Currencies and Derivatives * CFA (Chartered Financial Analyst) / FRM (Financial Risk Manager by GARP) / CISI (Chartered Institute for Securities \& Investment) certifications will be a plus * Comfortable escalating to Sales, Trading, Compliance, and Legal * Strong Microsoft Excel skills * Experience in coding guideline monitoring systems like Sentinel, Charles River will be an advantage * Be a strategic thinker, possess strong facilitation and data gathering skills * Effective problem solver, attention to detail and ability to work to tight deadlines under pressure * Risk management focus **We Offer Best\-In\-Class Benefits** Healthcare \& Medical Insurance We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short\-term disability, long\-term disability, life, accidental death, labor accident and business travel accident insurance. Holiday \& Vacation Policies We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year. Financial Wellness \& Retirement We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities. Health Services We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state\-of\-the\-art on\-site health centers in certain offices. Fitness To encourage employees to live a healthy and active lifestyle, some of our offices feature on\-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre\-approved amount). Child Care \& Family Care We offer on\-site child care centers that provide full\-time and emergency back\-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available. Benefits at Goldman Sachs Read more about the full suite of class\-leading benefits our firm has to offer. Opportunity Overview…

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Job type: Full-time
Work mode: On-site
Location: Bengaluru
Posted: 1d ago
Source: Scraped

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Asset & Wealth Management Operations - Investment Rule Team- Senior Associate - Bengaluru

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