DT Audit

• *Designation:** Audit Associate / Audit Manager

• *Compensation:** 3 Lakhs to 6 Lakhs

• *Job Location**: Vashi

• *I. Role \& responsibilities:**

• *A. Transactional Audit**

· Verify execution of all required documents for debt transactions.

· Check condition precedent documentation and timelines.

· Ensure Due Diligence Agreements (DTA) and certificates from empanelled professionals (CA, CS, Advocates, Valuers) are in place.

· Confirm In\- Principal approval from the Stock Exchange and creation of securities within regulatory timelines.

· Check issuance of Due Diligence certificates (Annexure A \& B) and their timelines.

· Validate execution of Debenture Trust Deed (DTD), receipt of ISIN letters, GID/KID availability, listing applications and approvals.

• *B. Regulatory Audit**

· Confirm all procedures for listed transactions comply with SEBI, Companies Act, and other regulatory frameworks.

· Review Preliminary Information Questionnaire (PIQ).

• *C. Document Audit**

· Review documentation for completeness

· Proper signatures and stamps

· Blanks filled and counter\-signed

· Proper dating and custody of originals

• *D. ERP Audit**

· Ensure proper execution and upload of documents into the ERP system.

· Validate accurate data entry including execution dates.

• *E. DLT Audit**

· Confirm necessary entries on the DLT platform by Issuers and Trustees.

· Check covenant entries and cash flow schedule compliance.

· Review deviation approvals (if Due Diligence is not issued via DLT).

· Verify SEBI has been informed in cases of issuer non\-compliance.

Pay: ₹300,000\.00 \- ₹600,000\.00 per year

Work Location: In person